Industry Insights and the EAI Blog

Aug 21, 2017

Anti-Money Laundering

By Kwame Essieh

According to Investment News, both the SEC and FINRA will intensify anti-money laundering (AML) enforcement. No one is exempt.

"Regulators are cracking down on anti-money laundering violations among broker-dealers, including smaller firms that may not have the compliance resources to stay on top of the rules."

-  Christine Idzelis, Investment News

Read our case study to learn about how EAI Information Systems can eased AML burdens for one of our clients in an evolving Regulatory Environment.