Industry Insights and the EAI Blog
According to Investment News, both the SEC and FINRA will intensify anti-money laundering (AML) enforcement. No one is exempt.
"Regulators are cracking down on anti-money laundering violations among broker-dealers, including smaller firms that may not have the compliance resources to stay on top of the rules."
- Christine Idzelis, Investment News
Read our case study to learn about how EAI Information Systems can eased AML burdens for one of our clients in an evolving Regulatory Environment.