EAI Compliance Module Titanium Edition
Manage broker/dealer risk and liability across multiple business lines efficiently, confidently, automatically.
EAI Compliance Module
Regulation is not going away any time soon. The key to effective, affordable compliance is an efficient workflow that cuts manual, time-consuming paperwork and associated errors down to size. That’s what EAI’s compliance solution offers.
With EAI Compliance, your data is recorded quickly, accurately and securely, transaction after transaction. Our fine-tuned compliance tool automates the review of data in every detail for suitability, licensing, complaints, and completeness. The time you’ll save maintaining compliance is freed for revenue-generating activities.
A rock-solid foundation for customization. The core of EAI Compliance provides proven, robust functionality. The top layers are tailored to fit your system resources and operational preferences. It interfaces with all your data sources. You can manage risk across several platforms because disparate data is aggregated. It generates diligent customer and account-level audit trails, too, and integrates all data directly for easy access and for comprehensive and selective reporting using the same familiar user interface. You’ll gain the confidence of knowing that your firm, its agents, and reps are fully compliant with a secure SSAE 16 compliant audit system.